Opportunities for Financial Advisors
Are you an Experienced Bank-Based, Wirehouse or Independent Financial Advisor looking to make a change? With over 20 years of broad industry knowledge and extensive industry contacts, we have the widest range of high-quality opportunities available in the Financial Services Industry.
Opportunities for Independent Book Sellers
Are you looking to sell your successful practice to a larger firm or up-and-coming organization? Willis Consulting can assist you with your practice valuation and confidentially connect you with Pre-Qualified Buyers. In most cases, the Buyer will pay our fee!
Opportunities for Becoming a Financial Advisor
Are you a Successful Sales Person with a Proven Track Record looking to break into a Long-Term Career in this High-Growth Industry? We can get you access to the financial advisor training programs of the Financial Services Industry’s biggest players.
Make Your Next Move Your Best Move!
Our Approach as Financial Services Recruiters
As a successful Financial Advisor, you have a tremendous array of career options and Willis Consulting, as your financial head hunter, can open up a world of opportunities for you.
Our approach is to listen carefully and thoroughly understand both your career and life objectives before we present any career opportunities.
Our mission is to place you with a firm that will best complement your career goals and life objectives—whether that is with a brokerage firm, custodian, registered investment advisor, or a bank.
We will always represent you and your needs, professionally and discreetly.
Breakway Brokers are in Demand!
Currently, there are approximately 110,000 independent FA’s in the United States. The trend towards practice ownership and breakaway firms is at an all time high and continues to grow.
You’ve worked hard to develop a solid relationship with your clients and you can expect a loyal client following when you make the change to an independent broker.
Generally independent financial firms offer breakaway consultants a very high payout, and Willis Consulting represents a wide variety of independent and RIA options.
Are you thinking about winding down?
There comes a time in every independent Financial Advisor’s life when they would rather spend more time in flip-flops than flipping stocks. Willis Consulting can assist you with your practice valuation and confidentially connect you with pre-qualified buyers. And, in most cases, the party buying a financial services practice will pay our fee.
We’ve helped thousands of Independant Owners succesfully evaluate their business, find a qualified buyer and negotiate the paperwork necessary for a smooth transition into a new chapter of their lives!
Meet Our Experienced Financial Advisor Recruiters
Our highly experienced and professional Financial Services Recruiters are veterans of the industry; most have worked in the financial services arena as producers and managers. Their vast networks, resources and relationships enable them to present career candidates with opportunities that meet their life and career objectives. We invite you to view our backgrounds and qualifications. Get to know us; we look forward to getting to know you.
Apply for a Financial Services Position
Willis Consulting works with client firms to recruit the most successful Financial Services Professionals available. Get in touch now if you are ready to find your best fit.
Who We Are
Founded in 2000, and headquartered in Los Angeles, California, Willis Consulting is a boutique financial services recruiting firm that specializes in meeting the complex and unique needs of established Financial Advisors.
We service a broad range of clients within the financial services space throughout the United States, including:
National Wirehouse Brokerage Firms
Regional Brokerage Firms
Independent Broker Dealers
Bank Brokerage Channels
HNW and UHNW Investment Boutiques
We Understand Your Needs
We understand each client situation is unique and requires a tailored approach.
We are dedicated to investing time, energy, and hard work to create trust and credibility with our client firms.
Our established clientele continue to partner with us because we are
Knowledgeable of their unique needs
And most importantly, confidential.
News and Media
What to do if you get a Form U5 As Wall Street has become more regulated, compliance departments have become more vigilant. As a result, more financial advisors are receiving a "Finra U5" or Form U5 and being terminated. Infractions which in the past might have been...read more
On February 3rd 1959 three icons of rock and roll died tragically in a plane crash. The newspapers reported it as “The Day the Music Died”. Years later Don McLean memorialized the event in song. The popular belief on that day in 1959 was that with such a huge blow to...read more
We feel that the fiduciary standard for broker-dealer based financial advisors being proposed by SEC Chairwomen Mary Jo White would have minimal impact on most of today's brokers. Most firms and their advisors are already adhering to the higher standard of the...read more
Willis Consulting, Inc.
719 Yarmouth Road Suite 203 Palos Verdes Estates, CA 90274
Willis Consulting, Inc.
8970 E Raintree Drive Suite 300 Scottsdale, AZ 85260