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FA Career BLOG

Financial Advisor Career NEWS from Willis

FINRA Revives Broker Bonus Disclosure Plan

FINRA Board to also mull other ‘important considerations for a customer deciding whether to follow the rep to the new firm. A revised plan to require that brokers’ recruitment compensation be disclosed when they switch firms will be considered at the Financial...

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The Bull Image Will Remain…

Bank of America has announced plans to dissolve Merrill Lynch & Co. as soon as the fourth quarter of this year, but the roughly 14,000 advisors operating in its brokerage division shouldn't see a name change. Merrill Lynch & Co., the 99-year-old firm known for...

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