Rumor + Rumor = A Bigger Rumor?

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In case you missed it, the “buzz” last week was all about the rumor that Wells Fargo & Co was seeking a deal to acquire UBS AG’s U.S. wealth management operations. The report came out of InvestmentNews on Tuesday, the 15th, when they cited “unnamed industry personnel and recruiters” who said they got wind of [...]

FINRA’s Annual Conference Sold Out

Not surprising– the annual FINRA conference in Baltimore last week was packed with financial advisors all wanting to know what was coming down the pipeline and what would happen next. The conference was literally sold out, a result of the concern over the new fiduciary standard and financial regulatory reform bill just passed by Congress. [...]