Before entering a deal, and signing your bonus contract, read ALL the number of provisions. The Wall Street Journal reports on Aug 2, that some bonus contracts reviewed by Dow Jones and several securities lawyers, show that some advisors in recent years have waived their right to file counterclaims against their ex-employer in arbitration proceedings [...]
How Broker-Dealers are Attracting Financial Advisors
July 2, 2010 By Leave a Comment
In a competitive market, broker-dealers are struggling to find innovative ways to attract advisors. Some broker-dealers have found a way to stand apart from their competitors by offering a certain niche. They have figured out what financial advisors really want from a broker-dealer. Jodie Papike, vice president at a broker placement firm, said, “…Cambridge Investment [...]
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