Recruitment Firm for Financial Advisor Jobs
Spend more to make more? Usually a sound business practice and one which many top producing Financial Advisors are adhering to. More and more, we financial advisor recruiters are finding “teams” versus individuals who may be looking to move. Hiring a Team to Grow Your Business A “full” team (all with their Series 7 license) [...]
Now that the Dodd-Frank law has passed, the transition period is just beginning. Financial advisors with under $100 Million assets under management by July 2011 must transition their registration with the SEC to their state jurisdiction. However, during the transition, you could be subject to SEC and state examinations. In order to assure a smooth [...]
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