Lots of “scuttle” out there regarding Broker Protocol and the changes we’ve seen the past two years (U.S. Trust and their “Garden Leave” has brought the topic back into the limelight). Since the 2004 origin of Broker Protocol, which was used to aid the big firms to recruit, lately the Protocol is also being used [...]
The Leap To Independence
April 15, 2011 By Leave a Comment
During 2010, brokers and financial advisors have continued to leap into the independent channel at a swift pace. Whether it was to set up their own shop, join another RIA or sign on with an independent broker-dealer 56% of 1,046 investment professionals said the independent model has become more attractive in today’s economic climate and [...]
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