http://www.willis-consulting.com/social-media-and-compliance-concerns/ Recruitment Firm for Financial Advisor Jobs Thu, 10 Nov 2011 09:18:08 +0000 hourly 1 http://wordpress.org/?v=3.3.1 http://www.willis-consulting.com/social-media-and-compliance-concerns/#comment-221 Adam @ Investment Management Marketing EverydayTenacity.com Thu, 29 Jul 2010 02:03:19 +0000 http://www.willis-consulting.com/social-media-and-compliance-concerns/#comment-221 Since FINRA published 10-06 earlier in Q1 2010, numerous asset managers have begun to adopt social media, although the uptake continues to be slow at many of the larger companies as they have very restrictive social media policies. In order to help the industry address the FINRA and SEC requirements, 3rd party technology providers have begun to offer social media compliance and supervision solutions. For a summary of the major solution providers, you can visit: http://everydaytenacity.com/asset-management-marketing/social-media-compliance-supervision-solutions Since FINRA published 10-06 earlier in Q1 2010, numerous asset managers have begun to adopt social media, although the uptake continues to be slow at many of the larger companies as they have very restrictive social media policies. In order to help the industry address the FINRA and SEC requirements, 3rd party technology providers have begun to offer social media compliance and supervision solutions. For a summary of the major solution providers, you can visit: http://everydaytenacity.com/asset-management-marketing/social-media-compliance-supervision-solutions

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