Are You Ready for the Massive Change Coming in 2012?
As you may already be aware, there has been a major change to the registration requirements for SEC Registered Investment
Advisors who fall below $100MM in assets under management (AUM) adding a heavy administrative compliance burden to a number of existing RIA practices.
On July 15th, 2012, all RIA’s in this group will be compelled to change their registration from SEC to state levels. This requirement will add time, effort, and layers of complicated bureaucracy to your practice which will affect on thing the most: your wallet.
The best solution to this dilemma is to contact me directly so I can walk you through this transition and provide realistic opportunities that will secure you a successful future.
