As regulations tighten around Wall Street firms, we’re seeing more financial advisors being terminated for offenses which in the past may have been handled with a simple reprimand.
Termination need not be a “career buster,” but certain steps need to be put into action in a timely manner. President and CEO of Willis Consulting, Inc. Bill Willis takes a look at what needs to be done when a financial advisor is fired, and it’s well worth the read.
Read his feature article What to do After You’re Fired at OnWallStreet.com.